Drew Marchitello

35 Years of Experience

5 Disclosures

Drew Marchitello is a registered investment advisor at Delta Investment Management, LLC, based in West Sacramento, CA, with 35 years of industry experience. Drew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,212 clients with $770M in assets under management.

Delta Investment Management, LLC

Compensation

Fee-Only (% of Portfolio)

Firm Size

26 advisors

Number of Clients

1,212 clients

Average Client Portfolio

$636K average

Assets Under Management

$770.8M

Fee Structure

Minimum Investment:$50K

Planning is included in investment management

Delta Investment Management charges a fee based on the value of your investments, ranging from 1.00% to 1.85% per year. The exact fee depends on factors like the complexity of services, account size, and how long you've been a client. This fee covers investment advice, reporting, and account-related services. Financial planning services are included in these fees, except for subadvisory accounts.

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Location

West Sacramento, CA

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

May 2021

Customer Dispute

October 2020

Settled

Financial

April 2016

Final

Employment Separation After Allegations

May 2004

Criminal

December 1999

Final Disposition

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Employment History

Current Registrations

Delta Investment Management, LLC

April 2024 - Present · 2 yrs

Previous Registrations

Perigon Wealth Management, LLC

July 2021 - March 2024 · 2 yrs 8 mos

J.P. Morgan Securities LLCBroker

October 2012 - May 2021 · 8 yrs 7 mos

J.P. Morgan Securities LLC

October 2012 - May 2021 · 8 yrs 7 mos

Chase Investment Services CORP.Broker

July 2005 - October 2012 · 7 yrs 3 mos

Chase Investment Services CORP.

July 2005 - October 2012 · 7 yrs 3 mos

Banc One Securities CorporationBroker

November 2004 - July 2005 · 8 mos

Banc One Securities Corporation

November 2004 - July 2005 · 8 mos

Allstate Financial Services, LLCBroker

September 2004 - November 2004 · 2 mos

PNC Investments

January 2004 - May 2004 · 4 mos

PNC InvestmentsBroker

January 2004 - May 2004 · 4 mos

Hilliard Lyons Asset Management

June 2003 - January 2004 · 7 mos

J.J.B. Hilliard, W.L. Lyons, INC.Broker

June 2002 - January 2004 · 1 yr 7 mos

PNC Brokerage CORPBroker

May 2001 - June 2002 · 1 yr 1 mo

Raymond James Financial Services, INC.Broker

July 1999 - May 2001 · 1 yr 10 mos

The Dreyfus Service CorporationBroker

May 1998 - July 1999 · 1 yr 2 mos

Lincoln Financial Advisors CorporationBroker

June 1994 - June 1998 · 4 yrs

The Lincoln National Life Insurance CompanyBroker

June 1994 - June 1998 · 4 yrs

Lincoln Investment Planning, INC.Broker

October 1990 - June 1994 · 3 yrs 8 mos

Royal Financial Group, INC.Broker

July 1990 - October 1990 · 3 mos

State Registrations1 state

Advisor

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Exams

No exam information available for this advisor.