JR
JR

James Jay Rabenstine

35 Years of Experience
Broker
Areas of Practice
Retirement PlanningInvestment Management
Compensation
Fee-Only (AUM)
Firm Size
382 advisors
Number of Clients
270,365 clients
Average Client Portfolio
$58K average
Assets Under Management
$15.7B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

One Nationwide Plaza, Columbus, OH, 43215

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is the owner and CFO of Arborial Artisans, a lawn fertilization service, and spends minimal time on this role. He also owns rental property in NYC, dedicating minimal time to it.

Employment History
Current Registrations
Nationwide Investment Advisors, LLC
March 2016 - Present · 9 yrs 11 mos
Nationwide Securities, LLC
August 2010 - Present · 15 yrs 6 mos
Nationwide Securities, LLCBroker
August 2008 - Present · 17 yrs 6 mos
Nationwide Investment Services CorporationBroker
October 2006 - Present · 19 yrs 4 mos
Previous Registrations
Jefferson National Securities CorporationBroker
October 2017 - November 2022 · 5 yrs 1 mo
1717 Capital Management CompanyBroker
March 2007 - August 2008 · 1 yr 5 mos
Harris Williams & CO.Broker
January 2006 - October 2006 · 9 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
October 2005 - October 2006 · 1 yr
PNC InvestmentsBroker
December 2003 - October 2006 · 2 yrs 10 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
June 2002 - December 2003 · 1 yr 6 mos
PNC Brokerage CORPBroker
March 1998 - June 2002 · 4 yrs 3 mos
PNC Capital Markets LLCBroker
November 1997 - October 2006 · 8 yrs 11 mos
Bzw Barclays Global Investors ServicesBroker
December 1995 - April 1996 · 4 mos
Thamesway INC.Broker
September 1992 - November 1993 · 1 yr 2 mos
Bzw Securities INC.Broker
December 1991 - June 1997 · 5 yrs 6 mos
Barclays De Zoete Wedd IncorporatedBroker
December 1991 - January 1996 · 4 yrs 1 mo
New Japan Securities International INC.Broker
January 1990 - December 1991 · 1 yr 11 mos
State Registrations3 states
CAOHTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.