John Levee is a registered investment advisor, based in Round Rock, TX, with 34 years of industry experience.
Location
310 W Main St. Ave, Round Rock, TX, 78664
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2005Denied
Customer Dispute
May 2001Denied
Other Business Activities
John is the president/financial advisor for Animas Capital Management and Advanced Wealth Strategies Group, spending about a quarter of his time on each. He also manages several other businesses and entities, including authoring books, managing an office building, and overseeing operations for STA Capital LLC.
Employment History
Current Registrations
Arkadios CapitalBroker
April 2025 - Present · 1 yr
RIA Wealth Advisors, LLC
February 2023 - Present · 3 yrs 2 mos
Previous Registrations
Diversify Advisory Services, LLC
February 2025 - April 2025 · 2 mos
RIA Advisors
January 2020 - July 2023 · 3 yrs 6 mos
Integrated Advisors Network LLC
September 2015 - January 2020 · 4 yrs 4 mos
Dfpg Investments, LLCBroker
July 2015 - April 2025 · 9 yrs 9 mos
First Allied Securities, INC.Broker
May 2008 - July 2015 · 7 yrs 2 mos
First Allied Advisory Services, INC.
January 2007 - July 2015 · 8 yrs 6 mos
Ffp Securities, INC.Broker
March 1993 - May 2008 · 15 yrs 2 mos
Ffp Advisory Services INC
March 1993 - January 2007 · 13 yrs 10 mos
First American National Securities, INC.Broker
April 1990 - May 1991 · 1 yr 1 mo
State Registrations24 states
ARAZCACOFLILINLAMAMIMNMOMTNJNMNYOKPASCSDTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.