Brian Nauman is a registered investment advisor, based in Davenport, IA, with 36 years of industry experience.
Location
2210 E. 52nd Street, Davenport, IA, 52807
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is the President/Advisor at The Advisory Group, Inc. focusing on investment and retirement planning, securities, and insurance sales and services, occupying nearly full-time hours. Brian is also the Managing Partner of TAG Team, LLC, a real estate holding company, dedicating minimal time.
Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
Alphastar Capital Management
Previous Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Parkland Securities, LLCBroker
Spc
Planmember Securities CorporationBroker
Planmember Securities Corporation
Lincoln Investment Planning, INC
Lincoln Investment Planning, INC.Broker
Washington Square Securities, INC.Broker
Fortis Investors, INC.Broker
Princor Financial Services CorporationBroker
State Registrations20 states
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