BN
BN

Brian Paul Nauman

35 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
107 advisors
Number of Clients
11,592 clients
Average Client Portfolio
$159K average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:$10K
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Location

2210 E. 52nd Street, Davenport, IA, 52807

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is the President/Advisor at The Advisory Group, Inc. focusing on investment and retirement planning, securities, and insurance sales and services, occupying nearly full-time hours. Brian is also the Managing Partner of TAG Team, LLC, a real estate holding company, dedicating minimal time.

Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
October 2025 - Present · 4 mos
Alphastar Capital Management
October 2025 - Present · 4 mos
Previous Registrations
Planmember Securities CorporationBroker
November 2018 - October 2025 · 6 yrs 11 mos
Planmember Securities Corporation
November 2018 - October 2025 · 6 yrs 11 mos
Spc
May 2012 - November 2018 · 6 yrs 6 mos
Parkland Securities, LLCBroker
May 2012 - November 2018 · 6 yrs 6 mos
Planmember Securities Corporation
May 2005 - May 2012 · 7 yrs
Planmember Securities CorporationBroker
May 2005 - May 2012 · 7 yrs
Lincoln Investment Planning, INC
December 1999 - May 2005 · 5 yrs 5 mos
Lincoln Investment Planning, INC.Broker
April 1998 - May 2005 · 7 yrs 1 mo
Washington Square Securities, INC.Broker
March 1994 - April 1998 · 4 yrs 1 mo
Fortis Investors, INC.Broker
October 1991 - March 1994 · 2 yrs 5 mos
Princor Financial Services CorporationBroker
January 1990 - October 1991 · 1 yr 9 mos
State Registrations16 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brian Paul Nauman - Financial Advisor | TrueAdvisor