Cynthia Minnis is a registered investment advisor at Nbc Securities, INC., based in Farmington, MO, with 36 years of industry experience. Cynthia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 4,545 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NBC Securities offers investment management through various programs. The fees are based on a percentage of your assets, typically ranging from 0.50% to 2.50% annually, depending on the investment manager selected, the size of your portfolio, and the complexity of the services. Minimum program fees may apply. These fees generally cover the advisory services, investment manager fees, and transaction costs, but there may be additional charges for brokerage commissions, margin interest, and custody fees. Some programs offer trade allotments with no transaction fees, while others charge per transaction.
Location
225 East Columbia Street, Farmington, MO, 63640
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Regulatory History (1)
Customer Dispute
November 2015Other Business Activities
Cynthia owns and operates a music performance business since 1998. This activity requires a few hours per week.
Employment History
Current Registrations
Nbc Securities, INC.
Nbc Securities, INC.Broker
Previous Registrations
First State Financial Management
First State Financial Management, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
First American National Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.