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Scott Samuels

Citigroup Global Markets INC.
36 Years of Experience
Long Island City, NY
1 DisclosureBroker
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Scott Samuels is a registered investment advisor at Citigroup Global Markets INC., based in Long Island City, NY, with 36 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.

Citigroup Global Markets INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2418 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.

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Location

Citi Wealth Management, Sales, 38-18 Queens Boulevard, B, Long Island City, NY, 11101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Citigroup Global Markets INC.
November 2021 - Present · 4 yrs 5 mos
Citigroup Global Markets INC.
November 2021 - Present · 4 yrs 5 mos
Citigroup Global Markets INC.Broker
November 2021 - Present · 4 yrs 5 mos
Previous Registrations
Infinex Investments, INC.
September 2018 - October 2021 · 3 yrs 1 mo
Infinex Investments, INC.Broker
August 2018 - October 2021 · 3 yrs 2 mos
Spartan Capital Private Wealth Management LLC
July 2018 - August 2018 · 1 mo
Spartan Capital Securities, LLCBroker
August 2016 - August 2018 · 2 yrs
Aegis Capital CORP.Broker
March 2010 - August 2016 · 6 yrs 5 mos
Aegis Capital CORP.
March 2010 - August 2016 · 6 yrs 5 mos
Gunnallen Financial, INC
December 2008 - March 2010 · 1 yr 3 mos
Gunnallen Financial, INCBroker
December 2008 - March 2010 · 1 yr 3 mos
Ladenburg Thalmann Asset Management INC
January 2008 - December 2008 · 11 mos
Ladenburg Thalmann & CO. INC.Broker
May 2006 - December 2008 · 2 yrs 7 mos
Ryan Beck & CO.Broker
April 2002 - June 2006 · 4 yrs 2 mos
Gruntal & CO., L.L.C.Broker
June 2001 - May 2002 · 11 mos
Janney Montgomery Scott LLCBroker
April 1997 - June 2001 · 4 yrs 2 mos
Prudential Securities IncorporatedBroker
February 1994 - April 1997 · 3 yrs 2 mos
Painewebber IncorporatedBroker
October 1990 - March 1994 · 3 yrs 5 mos
Prudential-Bache Securities INC.Broker
April 1990 - October 1990 · 6 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1990 - June 1990 · 5 mos
State Registrations24 states
CACOCTDCFLIAILINMDMIMTNCNJNVNYOHORPASCTNTXVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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