David Lazzaro is a ChFC-designated registered investment advisor at Stirlingshire Investments, based in New York, NY, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 760 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees are negotiable up to 2.00%. Clients may also be charged an AIM Model Strategy Fee between 0.20% and 1.00%.
Fee Estimator
Location
15 W 38th St., #704, New York, NY, 10018
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is involved in insurance sales through DJL Wealth Management, LLC, and is a managing member providing business consulting, tax preparation, and related services. He also works for Uptiq Premier Mortgage, LLC originating mortgage loans, dedicating minimal time to this activity.
Employment History
Current Registrations
Stirlingshire Investments
Stirlingshire Investments
Stirlingshire InvestmentsBroker
Previous Registrations
Money Concepts Advisory Service
Money Concepts Capital CORPBroker
H. Beck, INC.
H. Beck, INC.Broker
Money Concepts Capital CORP
Money Concepts Capital CORPBroker
Waterhouse Securities, INC.Broker
Quest Capital Strategies, INC.Broker
First American National Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.