Richard Scott
Richard Scott is a registered investment advisor at Research Financial Strategies, based in Rockville, MD, with 36 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 580 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RFS offers asset management services where they manage your investments based on your financial situation, goals, and risk tolerance. The annual fee for this service ranges from 0.50% to 3.00% of the value of your account. Fees are negotiable based on the account size, types of assets, your financial situation, and trading activity. There is a minimum account size of $50,000, but RFS may make exceptions. Fees are billed quarterly in advance.
Location
2273 Research Blvd, Suite 101, Rockville, MD, 20850-3264
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a 50% owner of Yurich Financial Group, focusing on CPA services, tax preparation, and estate planning. He is also an IAR with Reuteman Financial Solutions, taking nearly full-time hours, and an agent with Yurich Associates Agency, an insurance agency, dedicating minimal time. Finally, he is a co-trustee for the Kramo Family Trust, spending about 10-20% of his time.
Employment History
Current Registrations
Research Financial Strategies
Purshe Kaplan Sterling Investments
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Artemis Wealth Advisors LLC
Mantis Equity Management System
Financial America Securities, INC.Broker
North American Management, INC.Broker
First American National Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.