DD
CFP · ChFC
DD
CFP · ChFC

David Roe Derby

37 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
901 clients
Average Client Portfolio
$685K average
Assets Under Management
$616.9M

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1M+1.00%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2909 Coffee Road, Suite 8, Modesto, CA, 95355

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

David conducts life and disability insurance business through David R. Derby Insurance and Financial Services. He dedicates nearly full-time hours to insurance sales.

Employment History
Current Registrations
American Investors CO
March 1998 - Present · 27 yrs 11 mos
American Investors CompanyBroker
January 1991 - Present · 35 yrs 1 mo
Previous Registrations
Financial Marketing, INC.Broker
May 1989 - February 1991 · 1 yr 9 mos
Princor Financial Services CorporationBroker
September 1988 - May 1989 · 8 mos
State Registrations8 states
AZCAFLIDMTORPATN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
David Roe Derby - Financial Advisor | TrueAdvisor