Arthur Cooper is a CFP-designated registered investment advisor, based in Irvine, CA, with 37 years of industry experience.
Location
9870 Research Drive, Irvine, CA, 92618
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010Settled
Customer Dispute
September 2005Denied
Other Business ActivitiesSells Insurance
Arthur is a managing director of a registered investment advisor, president of a property management company, and board member of multiple non-public entities. He is also an independent insurance agent and owns investment real estate, dedicating minimal time to the real estate activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
March 2020 - Present · 6 yrs 1 mo
Cooper Mcmanus
January 2000 - Present · 26 yrs 3 mos
Previous Registrations
Gainsborough Financial Consultants, INC.
May 2011 - December 2012 · 1 yr 7 mos
Securities America, INC.Broker
December 1998 - March 2020 · 21 yrs 3 mos
The Lincoln National Life Insurance CompanyBroker
September 1997 - December 1998 · 1 yr 3 mos
Lincoln Financial Advisors CorporationBroker
August 1997 - December 1998 · 1 yr 4 mos
American Express Financial Advisors INC.Broker
October 1990 - September 1997 · 6 yrs 11 mos
Ids Life Insurance CompanyBroker
October 1990 - September 1997 · 6 yrs 11 mos
First American National Securities, INC.Broker
August 1988 - November 1990 · 2 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.