CA
CFP
CA
CFP

Charles Joseph Abboud

37 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

4041 Essen Lane, Ste. 101, Baton Rouge, LA, 70809

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is a director at Bridge Center for Hope, a non-profit corporation, dedicating minimal time. He is also an Investment Advisor Representative at Gallagher Fiduciary Advisors, LLC, dedicating nearly full-time hours, and an SVP Benefits at Cadence Insurance, dedicating a significant amount of time to sales and consulting on employee benefits.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
August 2024 - Present · 1 yr 6 mos
Gallagher Fiduciary Advisors, LLC
December 2023 - Present · 2 yrs 2 mos
Previous Registrations
Triad Advisors LLCBroker
December 2023 - August 2024 · 8 mos
LPL Financial LLC
November 2022 - December 2023 · 1 yr 1 mo
LPL Financial LLCBroker
November 2022 - December 2023 · 1 yr 1 mo
Infinex Investments, INC.
March 2018 - November 2022 · 4 yrs 8 mos
Infinex Investments, INC.Broker
March 2018 - November 2022 · 4 yrs 8 mos
LPL Financial LLCBroker
September 2011 - March 2018 · 6 yrs 6 mos
LPL Financial LLC
September 2011 - March 2018 · 6 yrs 6 mos
Walnut Street Securities, INC.
February 2008 - September 2011 · 3 yrs 7 mos
Walnut Street Securities, INC.
August 2006 - November 2007 · 1 yr 3 mos
Walnut Street Securities, INC.Broker
July 1996 - September 2011 · 15 yrs 2 mos
Fsc Securities CorporationBroker
June 1992 - July 1996 · 4 yrs 1 mo
G. R. Phelps & CO., INC.Broker
November 1990 - June 1992 · 1 yr 7 mos
Fsc Securities CorporationBroker
January 1988 - May 1990 · 2 yrs 4 mos
State Registrations6 states
ALFLLAMSTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.