TrueAdvisor
TrueAdvisor
AB
AB

Ana Maria Brinkley

Principal Advised Services
36 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningFinancial Planning & Coaching
Principal Advised Services
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
216 advisors
Number of Clients
16,940 clients
Average Client Portfolio
$52K average
Assets Under Management
$887.3M

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only

Location

Land O'Lakes, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ana works full-time as a Retirement Consultant for Principal Advised Services, offering investment advice to retirement plan participants. She also works full-time as an AVP for Principal Bank, focusing on sales of bank deposit products.

Employment History
Current Registrations
Principal Advised Services
October 2024 - Present · 1 yr 4 mos
Principal Securities, INC.Broker
September 2024 - Present · 1 yr 5 mos
Principal Securities, INC.
September 2024 - Present · 1 yr 5 mos
Previous Registrations
Fisher Investments
August 2022 - January 2024 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2021 - July 2022 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2021 - July 2022 · 1 yr 5 mos
RBC Capital Markets, LLC
January 2018 - February 2021 · 3 yrs 1 mo
RBC Capital Markets, LLCBroker
November 2017 - February 2021 · 3 yrs 3 mos
StephensBroker
August 2006 - October 2017 · 11 yrs 2 mos
RBC Dain Rauscher INC.Broker
February 2004 - August 2006 · 2 yrs 6 mos
William R. Hough & CO., INC
April 1995 - December 2002 · 7 yrs 8 mos
William R. Hough & CO.Broker
April 1995 - February 2004 · 8 yrs 10 mos
Gruntal & CO. IncorporatedBroker
June 1994 - April 1995 · 10 mos
Everen Securities, INC.Broker
February 1994 - May 1994 · 3 mos
Raymond James & Associates, INC.Broker
June 1991 - December 1993 · 2 yrs 6 mos
Cs First Boston CorporationBroker
September 1988 - June 1991 · 2 yrs 9 mos
Kidder, Peabody & CO. IncorporatedBroker
November 1987 - September 1988 · 10 mos
State Registrations51 states
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Exams
No exam information available for this advisor.