Charles Kelly Buckley

CFP

Spectrum Financial Alliance, LTD., L.L.C.

30 Years of Experience

View SEC Summary

Areas of Practice

Financial Planning & CoachingInvestment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth

Spectrum Financial Alliance, LTD., L.L.C.

Compensation

Fee-Only (AUM)

Firm Size

2 advisors

Number of Clients

495 clients

Average Client Portfolio

$709K average

Assets Under Management

$350.8M

Fee Structure

Minimum Investment:$500K

Location

105 Wind Haven Drive, Nicholasville, KY, 40356

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Spectrum Financial Alliance, LTD., L.L.C.

April 1997 - Present · 28 yrs 10 mos

Previous Registrations

Triad Advisors, INC.

March 2003 - August 2003 · 5 mos

Linsco/private Ledger CORP.

April 1995 - January 2003 · 7 yrs 9 mos

State Registrations2 states

KYTX

Advisor

Exams

No exam information available for this advisor.