Mark Goldsmith
Mark Goldsmith is a registered investment advisor at Select Money Management, INC., based in Aliso Viejo, CA, with 38 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 943 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Select Money Management (SMM) offers several investment management options:
- General Investment Advisory Services: In most situations, SMM does not charge a separate fee for general investment advisory services for individuals.
- AssetMark Platform: Clients pay an annual investment advisory fee which is a percentage based on the fair market value of the total assets under management. The fee range is between 1.00% and 2.00%.
- Select Money Management Wrap Fee Program: Fees range between 0.70% and 2.20%, depending on the asset allocation strategy, the assets under management, the complexity of your investment requirements, and the nature of your individual circumstances.
- Managing the Managers: SMM receives a portion of the fee that you pay to the third-party manager, generally between 0.50% and 1.95%, depending on the assets under management, the complexity of your investment requirements, and the nature of your individual circumstances.
- Third-Party Wrap Fee Programs: SMM receives a portion of the fee that you pay to the sponsor, generally between 0.40% and 1.5%, depending on the assets under management, the complexity of your investment requirements, and the nature of your individual circumstances.
Location
120 Vantis Dr, Suite 440, Aliso Viejo, CA, 92656
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2000Other Business ActivitiesSells Insurance
Mark is licensed to sell fixed life and annuity products, conducting this business from the same office as his securities business. He also has an ownership stake in G-Land Hale Nani, LLC, a residential rental property owned by his family.
Employment History
Current Registrations
Select Money Management, INC.
Seia
Securities Equity GroupBroker
Previous Registrations
Select Money Management, INC.
Select Money Management, INC.
Securities Service Network, INC.Broker
Select Portfolio Management INC
Securities America, INC.Broker
Pruco Securities CorporationBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.