Vincent Westerman
Vincent Westerman is a registered investment advisor at Galvin, Gaustad & Stein, LLC, based in Sagamore Hills, OH, with 34 years of industry experience. Vincent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 881 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $2.5M | 1.25% |
| $2.5M - $5.0M | 1.05% |
| $5M+ | 1.05% |
Schedule shown is for non-discretionary services. Discretionary services are: - $0 - $500,000: 1.25% - $500,001 – $2,500,000: 1.00% - $2,500,001 - $5,000,000: 0.80% - More than $5,000,000: Negotiable For clients acquired from The Westerman Group, LLC: - $0 - $500,000: 1.60% - $500,001 – $1,500,000: 1.50% - $1,500,001 – $2,500,000: 1.25% - $2,500,001 - $5,000,000: 1.00% - More than $5,000,000: Negotiable
Fee Estimator
Location
114 East Aurora Road, Suite 100, Sagamore Hills, OH, 44067
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2005Other Business ActivitiesSells Insurance
Vincent is a sole proprietor, broker, and agent at The Westerman Group, focusing on life insurance placement and service, dedicating minimal time. He is also involved with ASH Brokerage Corp and TWG Risk Limited, LLC, and IMIF, LLC, all related to insurance brokerage and placement, dedicating about 10-20% of his time to ASH Brokerage Corp.
Employment History
Current Registrations
Galvin, Gaustad & Stein, LLC
The Westerman Group, LLC
Previous Registrations
Mercap Securities, LLCBroker
Silver Oak Securities, IncorporatedBroker
Securities Service Network, INC.Broker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Securities Service Network, INC.Broker
Nylife Securities INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.