JQ
JQ

James Quicksilver

38 Years of Experience
1 DisclosureBroker

James Quicksilver is a registered investment advisor, based in St. Louis, MO, with 38 years of industry experience.

Location

7800 Forsyth Blvd., 5th Floor, St. Louis, MO, 63105

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1999
Award / Judgment
Other Business Activities

James is a 50% owner and partner in AGRock Company, a bar and restaurant business. He spends about half his time on this non-investment related activity.

Employment History
Current Registrations
Huntleigh Advisors, INC.
November 2012 - Present · 13 yrs 5 mos
Huntleigh Securities CorporationBroker
November 2012 - Present · 13 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2008 - December 2012 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2008 - December 2012 · 4 yrs
Stifel, Nicolaus & Company, Incorporated
June 2001 - December 2008 · 7 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2001 - December 2008 · 7 yrs 7 mos
UBS Painewebber INC.Broker
June 1993 - May 2001 · 7 yrs 11 mos
Prudential Securities IncorporatedBroker
June 1990 - June 1993 · 3 yrs
Shearson Lehman Hutton INC.Broker
April 1988 - July 1990 · 2 yrs 3 mos
E. F. Hutton & Company INCBroker
September 1987 - April 1988 · 7 mos
State Registrations4 states
CACOILMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Quicksilver - Financial Advisor | TrueAdvisor