Mark Brian Fricks

Gradient Investments, LLC

31 Years of Experience

2 DisclosuresSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Gradient Investments, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

22 advisors

Number of Clients

24,542 clients

Average Client Portfolio

$267K average

Assets Under Management

$6.6B

Fee Structure

Minimum Investment:$25K

Financial Planning:Investment management only

Location

410 Villa Rica Way Sw, Suite 100, Marietta, GA, 30064

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

August 2012

Final

Customer Dispute

March 2010

Denied

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Other Business ActivitiesSells Insurance

Mark is the owner, insurance agent, and advisor at Fricks and Associates, dba MasterPlan Retirement Consultants, since 2010. He sells fixed insurance and precious metals, dedicating about a quarter of his time to this activity.