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JR
JR
Jeffrey David Rahm
Northland Asset Management
39 Years of Experience
6 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Northland Asset Management
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
38 advisors
Number of Clients
785 clients
Average Client Portfolio
$458K average
Assets Under Management
$359.9M
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Location
150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402
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History
Regulatory History (6)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Employment Separation After Allegations
January 2020
Customer Dispute
November 2008
Settled
Customer Dispute
June 2003
Settled
Customer Dispute
May 2002
Denied
Customer Dispute
May 2002
Closed-No Action
Customer Dispute
May 2001
Closed-No Action
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Northland Securities, INC.
Broker
February 2020 - Present · 6 yrs
Northland Asset Management
February 2020 - Present · 6 yrs
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
July 2007 - January 2020 · 12 yrs 6 mos
Stifel, Nicolaus & Company, Incorporated
Broker
December 2006 - January 2020 · 13 yrs 1 mo
Miller Johnson Steichen Kinnard, INC.
Broker
January 2001 - December 2006 · 5 yrs 11 mos
Miller, Johnson & Kuehn, Incorporated
Broker
August 1986 - January 2001 · 14 yrs 5 mos
State Registrations
18 states
AZ
CA
CO
FL
GA
IA
IL
IN
KS
MI
MN
NC
ND
NE
NJ
SD
TX
WI
Advisor
Broker
Both
Exams
No exam information available for this advisor.