James Neuenschwander
James Neuenschwander is a CFP-designated registered investment advisor at Outlook Wealth Advisors, LLC, based in The Woodlands, TX, with 39 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 569 clients with $590M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OWA's annual investment advisory fee is negotiable and does not exceed 1.5% of the assets they manage. The fee is calculated based on the market value of your investments at the end of the previous quarter and billed quarterly in advance. Fees may be negotiable.
Location
224 Ed English Dr., Suite A, The Woodlands, TX, 77385
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James co-owns A&S Enterprises, a wholesale/retail consumer products distribution business, dedicating about 10-20% of his time. He is also an independent insurance agent with Outlook Wealth Advisors, selling life, long-term care, disability, and fixed annuities, spending about 10-20% of his time. James also owns Neuenschwander Properties, LLC, which leases building space, and is a managing director and part owner of Outlook Wealth Advisors, LLC, an SEC Registered Investment Advisor, dedicating full-time hours to this.
Employment History
Current Registrations
Outlook Wealth Advisors, LLC
Previous Registrations
G.F. Investment Services, LLCBroker
Global Financial Private Capital, LLC
Sanders Morris Harris INC.
Smh Capital Advisors, INC.
Miller-Green Financial Services, INC
Sanders Morris Harris INC.Broker
Ifg Network Securities, INC.Broker
Fsc Securities CorporationBroker
Mercer Diversified Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.