CC
CC

Christopher Carey

39 Years of Experience
1 DisclosureBrokerSells Insurance

Christopher Carey is a registered investment advisor, based in Beachwood, OH, with 39 years of industry experience.

Location

24400 Chagrin Blvd., Suite 310, Beachwood, OH, 44122

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Settled
Other Business ActivitiesSells Insurance

Christopher is an independent insurance agent selling life, long-term care, and disability insurance. He also dedicates a significant amount of time to investment-related activities, including roles at Carey Dittoe Wealth Management, MGO One Seven LLC, C-Squared Financial Advisory Service, LLC, and Fortune Financial Services, Inc. Finally, Christopher owns Auto Racing Alley, an internet merchandise web store specializing in NASCAR racing gear, dedicating a few hours per week to it.

Employment History
Current Registrations
Fortune Financial Services, INC.Broker
March 2021 - Present · 5 yrs 1 mo
Oneseven
November 2018 - Present · 7 yrs 5 mos
Previous Registrations
International Assets Advisory, LLCBroker
November 2018 - December 2020 · 2 yrs 1 mo
PNC InvestmentsBroker
November 2009 - November 2018 · 9 yrs
PNC Investments
November 2009 - November 2018 · 9 yrs
Natcity Investments, INC.
July 2005 - November 2009 · 4 yrs 4 mos
Natcity Investments, INC.Broker
May 2002 - November 2009 · 7 yrs 6 mos
UBS Painewebber INC.Broker
October 1993 - June 2002 · 8 yrs 8 mos
Smith Barney Shearson INC.Broker
July 1993 - November 1993 · 4 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
At Investment Services CORP.Broker
June 1986 - April 1988 · 1 yr 10 mos
State Registrations4 states
FLNYOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Carey - Financial Advisor | TrueAdvisor