Bradley Moser is a CFP-designated registered investment advisor at LPL Financial LLC, based in Wichita, KS, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
150 N. Main, Cc10, Wichita, KS, 67202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bradley operates Aero Capital LLC, offering investment advisory services through Mariner Advisor Network, dedicating full-time hours to this. He is also an agent for non-variable insurance through Aero Capital LLC, and is involved with a musical band as an artist/musician.
Employment History
Current Registrations
LPL Financial LLCBroker
Mariner Advisor Network
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Nationsbanc Investments, INC.Broker
NationssecuritiesBroker
Boatmen's Investment Services, INC.Broker
Banc IV Investments, INC.Broker
American Brokerage Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.