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Barry Alan Richey

37 Years of Experience
1 DisclosureBrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
228 advisors
Number of Clients
14,528 clients
Average Client Portfolio
$140K average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:$10K
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Location

Roanoke, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1984
Award / Judgment
Other Business ActivitiesSells Insurance

Barry is an insurance agent, president, and director at Win Financial Group, Inc., assisting securities clients with income planning through the sale of life, long-term care, and annuity products. He also uses annuities and life insurance to establish guaranteed parts of a financial plan, dedicating nearly full-time hours to these activities.

Employment History
Current Registrations
Madison Avenue Securities, LLC
August 2019 - Present · 6 yrs 6 mos
Madison Avenue Securities, LLCBroker
August 2019 - Present · 6 yrs 6 mos
Previous Registrations
USA Financial Securities Corporation
August 2007 - August 2019 · 12 yrs
USA Financial Securities CorporationBroker
September 2003 - August 2019 · 15 yrs 11 mos
Fort Washington Brokerage Services, INC.Broker
September 2000 - August 2003 · 2 yrs 11 mos
Capital Analysts, IncorporatedBroker
July 1999 - September 2000 · 1 yr 2 mos
Intersecurities, INC.Broker
May 1996 - December 1997 · 1 yr 7 mos
Linsco/private Ledger CORP.Broker
October 1995 - April 1996 · 6 mos
Vestax Securities CorporationBroker
January 1989 - September 1995 · 6 yrs 8 mos
Psi Securities CorporationBroker
December 1988 - December 1988 · 0 mos
Pamco Securities and Insurance ServicesBroker
August 1987 - November 1988 · 1 yr 3 mos
Prescott, Ball & Turben, INC.Broker
April 1986 - August 1987 · 1 yr 4 mos
State Registrations10 states
FLGALAMDNYOHOKPATXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Barry Alan Richey - Financial Advisor | TrueAdvisor