Terry Lee Allen

The Putney Financial Group LLC

21 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate Planning

The Putney Financial Group LLC

Compensation

Fee-Only (AUM)

Firm Size

6 advisors

Number of Clients

225 clients

Average Client Portfolio

$832K average

Assets Under Management

$187.3M

Fee Structure

Minimum Investment:$250K

Financial Planning:Included in AUM fee

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $500K	2.00%
$500K - $1.0M	1.35%
$1.0M - $1.5M	1.20%
$1.5M - $3.0M	1.00%
$3.0M - $5.0M	0.85%
$5M+	0.85%

Fees negotiable for accounts over $5 million.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

100 Smith Ranch Road, Suite 110, San Rafael, CA, 94903

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

April 2023

Judgment / Lien

May 2009

View Full SEC Report How to Read Disclosures

Other Business Activities

Terry is a director, officer, and owner of Completax Planning, Inc., providing tax, accounting, and estate planning services since 1980. This takes nearly full-time, with a significant portion during securities trading hours.