Kevin Carter
Kevin Carter is a CFP-designated registered investment advisor at Carter Financial Group, INC., based in Barrington, IL, with 39 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 826 clients with $380M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 2.30% |
| $500K - $1.0M | 1.75% |
| $1.0M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Carter Financial's investment management fee is negotiable. The total managed account fee will include Carter Financial’s tiered fee, plus a model manager and platform fee if the sub-adviser’s platform is utilized (sub-adviser’s fee portion is non-negotiable).
Fee Estimator
Location
222 South Cook Street, Barrington, IL, 60010
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2003Employment Separation After Allegations
October 1980Criminal
October 1980Other Business ActivitiesSells Insurance
Kevin is the President of Carter Financial Group, Inc., a Registered Investment Advisor, dedicating full-time hours to financial planning and investments. He is also an independent insurance agent selling life, health, and Medicare supplement insurance, spending a few hours per week on this activity, and is involved in managing several rental properties.
Employment History
Current Registrations
Carter Financial Group, INC.
Mutual Securities, INC.Broker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.