JR
JR

Julian Joaquin Ruiz

39 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
233 clients
Average Client Portfolio
$140K average
Assets Under Management
$32.6M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.50%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.75%
$5M+0.75%

Fees negotiable for accounts over $5,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

900 Jefferson Road Suite 301, Rochester, NY, 14623

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Julian owns Progressive Marketing Services, Inc., which markets insurance products, and sells insurance and fixed annuity products. He is also an Investment Advisor Representative and owner of FSP Advisors, Inc., owns 30% of JDJ Partners LLC (a family LLC with rental property), and is a board member of the Henrietta Chamber of Commerce.

Employment History
Current Registrations
Fsp Advisors, INC.
April 2021 - Present · 4 yrs 10 mos
Leigh Baldwin & CO., LLCBroker
September 2008 - Present · 17 yrs 5 mos
Previous Registrations
Wall Street Financial Group, INC
September 2004 - September 2008 · 4 yrs
Wall Street Financial Group, INC.Broker
January 1997 - September 2008 · 11 yrs 8 mos
Secura Investments, INC.Broker
May 1996 - December 1996 · 7 mos
Wma Securities, INC.Broker
March 1995 - May 1996 · 1 yr 2 mos
PFS Investments INC.Broker
October 1985 - August 1994 · 8 yrs 10 mos
State Registrations6 states
COFLMDMONYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Julian Joaquin Ruiz - Financial Advisor | TrueAdvisor