Carl Wayne Fudge

Smith Moore & CO.

22 Years of Experience

Broker

View SEC Summary

Areas of Practice

Retirement PlanningTax PlanningEstate PlanningEducation PlanningCharitable GivingInsurance Planning

Smith Moore & CO.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

46 advisors

Number of Clients

3,901 clients

Average Client Portfolio

$515K average

Assets Under Management

$2.0B

Fee Structure

Minimum Investment:None

Location

3000 Carter Lane, Suite 105, Columbia, MO, 65201

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Carl is a co-owner/operator of C & Z Properties, LLC, a rental property business, since 2018. He spends a few hours per week on this activity, with minimal time during trading hours.

Employment History

Current Registrations

Smith Moore & CO.

February 2008 - Present · 18 yrs

Smith, Moore & CO.Broker

February 2008 - Present · 18 yrs

Previous Registrations

Wachovia Securities, LLCBroker

January 2008 - February 2008 · 1 mo

A. G. Edwards & Sons, INC.Broker

March 2004 - January 2008 · 3 yrs 10 mos

First American National Securities, INC.Broker

July 1985 - September 1986 · 1 yr 2 mos

State Registrations12 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.