BM
BM

Brian Shawn Mcauliffe

32 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
743 clients
Average Client Portfolio
$5.0M average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.25%
$2.0M - $4.0M1.00%
$4.0M - $8.0M0.75%
$8M+0.50%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

400 Broadhollow Road, Suite 301, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wealthspire Advisors
August 2021 - Present · 4 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
January 2013 - September 2019 · 6 yrs 8 mos
J.P. Morgan Securities LLC
January 2013 - September 2019 · 6 yrs 8 mos
Morgan StanleyBroker
June 2009 - January 2013 · 3 yrs 7 mos
Morgan Stanley
June 2009 - January 2013 · 3 yrs 7 mos
Morgan Stanley & CO. Incorporated
March 2006 - June 2009 · 3 yrs 3 mos
Morgan Stanley & CO. IncorporatedBroker
February 2004 - June 2009 · 5 yrs 4 mos
Warburg Dillon Read LLCBroker
May 1997 - December 1998 · 1 yr 7 mos
J.P. Morgan Securities INC.Broker
December 1993 - April 1997 · 3 yrs 4 mos
Cs First Boston CorporationBroker
December 1986 - March 1993 · 6 yrs 3 mos
Underwood, Neuhaus & CO., IncorporatedBroker
February 1985 - December 1986 · 1 yr 10 mos
State Registrations1 state
NY
Advisor
Exams
No exam information available for this advisor.