Jon Kerby is a registered investment advisor at Tcfg Investment Advisors, LLC, based in Laguna Niguel, CA, with 37 years of industry experience. Jon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 2,344 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable on a client-by-client basis.
Fee Estimator
Location
28202 Cabot Rd, Suite 300, Laguna Niguel, CA, 92677
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jon is the President of Kerby Financial Services, focusing on tax preparation, planning, and bookkeeping, which takes significantly more than full-time hours. He is also a licensed insurance agent with TCFG Insurance Solutions, selling life and disability insurance, and affiliated with TCFG Investment Advisors, providing advisory services.
Employment History
Current Registrations
Tcfg Investment Advisors, LLC
Tcfg Wealth Management, LLCBroker
Previous Registrations
The Planners Network, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
Mark H. Hull RIA
National Planning CorporationBroker
Pim Financial Services, INC.Broker
The Advisors Group, INC.Broker
Pim Financial Services, INC.Broker
Princor Financial Services CorporationBroker
Planner's Independent Management, INC.Broker
Warner Beck IncorporatedBroker
State Bond Sales CorporationBroker
Warner Beck IncorporatedBroker
Titan Capital CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.