AW
ChFC
AW
ChFC

Alan Lloyd Winsand

41 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
248 advisors
Number of Clients
22,917 clients
Average Client Portfolio
$330K average
Assets Under Management
$7.6B

Fee Structure

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Location

110 Enterprise Dr, Suite 103, Verona, WI, 53593

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan is a tax preparer, operating as a sole proprietor since 1981, dedicating about a quarter of his time during tax season. He is also an independent insurance agent for various independent insurance companies.

Employment History
Current Registrations
Harbour Investments, INC.
September 2017 - Present · 8 yrs 5 mos
Harbour Investments, INC.Broker
August 2017 - Present · 8 yrs 6 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
February 2009 - September 2017 · 8 yrs 7 mos
Cambridge Investment Research, INC.Broker
January 2007 - September 2017 · 10 yrs 8 mos
MML Investors Services, INC.Broker
March 2000 - February 2007 · 6 yrs 11 mos
Princor Financial Services CorporationBroker
November 1984 - March 2000 · 15 yrs 4 mos
State Registrations11 states
CAFLIAILKYMDMIMNORTNWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.