Steven James Thomas

Sgl Financial, LLC

28 Years of Experience

1 Disclosure

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingInsurance PlanningEstate PlanningHigh Net Worth

Sgl Financial, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

13 advisors

Number of Clients

1,136 clients

Average Client Portfolio

$192K average

Assets Under Management

$218.6M

Fee Structure

Minimum Investment:$50K

Location

1130 W Lake Cook Road, Suite 150, Buffalo Grove, IL, 60089

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History

Regulatory History (1)

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Criminal

July 1985

Final Disposition

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Sgl Financial, LLC

October 2014 - Present · 11 yrs 4 mos

Previous Registrations

Variable Investment Advisors, INC.Broker

May 2000 - December 2003 · 3 yrs 7 mos

PFS Investments INC.Broker

July 1984 - June 1998 · 13 yrs 11 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.