William Clark Oconnor

Applied Financial Planning, INC.

41 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Tax Planning

Applied Financial Planning, INC.

Compensation

Fixed/Hourly

Firm Size

1 advisor

Number of Clients

Not specified

Average Client Portfolio

Not specified

Fee Structure

Fixed fees range from $1,000 to $10,000 depending on the complexity of the client's situation. The hourly charge is $480.

One-Time Plan:$1,000 - $10,000

Hourly Rate:$480/hr

Location

100 Pacifica #400, Irvine, CA, 92618

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

December 2005

Settled

Customer Dispute

December 2001

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

William sells fixed insurance products including life, disability, annuities, and long-term care, dedicating minimal time to this. He also works as a wealth advisor for CWM, LLC DBA Carson Partners and owns Applied Financial Planning Inc., dedicating about a quarter of his time to each.