DC
DC

Darrell Ward Cain

33 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingEstate PlanningTax PlanningRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
8 advisors
Number of Clients
2,171 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$4.3B

Fee Structure

Minimum Investment:$250K
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Location

6900 Dallas Parkway, Suite 500, Plano, TX, 75024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Darrell has a minority ownership interest in Tectonic Financial, Inc., which owns several financial industry affiliates, including HWG Insurance Agency, LLC. He also maintains ownership interests in three entities related to CWA, spending minimal time on management, administration, and development for both Tectonic Financial and the CWA-related entities.

Employment History
Current Registrations
Tectonic Advisors LLC
April 2006 - Present · 19 yrs 10 mos
Cain, Watters & Associates, LLC
January 1992 - Present · 34 yrs 1 mo
Previous Registrations
Ahts Advisors, LLC
April 2017 - March 2018 · 11 mos
State Registrations2 states
LATX
Advisor
Exams
No exam information available for this advisor.
Darrell Ward Cain - Financial Advisor | TrueAdvisor