TrueAdvisor
TrueAdvisor
DR
DR

David Walter Rydzeski

Ascensus Investment Advisors, LLC
31 Years of Experience
3 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Ascensus Investment Advisors, LLC
Compensation
Fee-Only (AUM)
Firm Size
37 advisors
Number of Clients
27 clients
Average Client Portfolio
$431.5M average
Assets Under Management
$11.6B

Fee Structure

Financial Planning:Investment management only

Location

95 Wells Avenue, Suite 160, Newton, MA, 02459

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2016
Final
Financial
March 2016
Final
Financial
March 2016
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ascensus Investment Advisors, LLC
January 2023 - Present · 3 yrs 1 mo
Ascensus Broker Dealer Services, LLC
May 2017 - Present · 8 yrs 9 mos
Ascensus Broker Dealer Services, LLCBroker
May 2017 - Present · 8 yrs 9 mos
Previous Registrations
PNC Investments
April 2017 - April 2017 · 0 mos
PNC InvestmentsBroker
February 2017 - April 2017 · 2 mos
Scottrade, INC.Broker
June 2014 - January 2017 · 2 yrs 7 mos
Navy Federal Brokerage Services, LLCBroker
May 2010 - January 2014 · 3 yrs 8 mos
CUNA Brokerage Services, INC.Broker
January 2008 - August 2008 · 7 mos
Alps Distributors, INC.Broker
December 2006 - April 2007 · 4 mos
Foliofn Investments, INC.Broker
June 2005 - May 2006 · 11 mos
Curian Capital, LLC
March 2004 - December 2004 · 9 mos
Investment Centers of America, INC.Broker
November 2003 - December 2004 · 1 yr 1 mo
Alps Distributors, INC.Broker
February 1999 - December 2001 · 2 yrs 10 mos
The O.N. Equity Sales CompanyBroker
May 1997 - January 1998 · 8 mos
Alps Mutual Funds Services, INC.Broker
May 1996 - January 1997 · 8 mos
Calvert Distributors, INC.Broker
April 1995 - November 1995 · 7 mos
The Advisors Group, INC.Broker
September 1992 - April 1995 · 2 yrs 7 mos
Salomon Brothers INC.Broker
February 1990 - December 1992 · 2 yrs 10 mos
Investors Center, INC.Broker
November 1988 - March 1989 · 4 mos
Brean Murray, Foster Securities, INC.Broker
February 1987 - June 1987 · 4 mos
Brown & Company Securities CorporationBroker
April 1986 - July 1986 · 3 mos
Brooks Weinger Robbins & Leeds INC.Broker
December 1985 - April 1986 · 4 mos
Douglas Stewart IncorporatedBroker
April 1985 - December 1985 · 8 mos
Blinder, Robinson & Co.,inc.Broker
September 1984 - April 1985 · 7 mos
The Dreyfus Service CorporationBroker
February 1984 - October 1984 · 8 mos
State Registrations4 states
DCMAMDVA
AdvisorBroker
Exams
No exam information available for this advisor.
David Walter Rydzeski - Financial Advisor | TrueAdvisor