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AH
AH

Allen John Hegener

Newbridge Financial Services Group, INC.
42 Years of Experience
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Newbridge Financial Services Group, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
71 advisors
Number of Clients
2,899 clients
Average Client Portfolio
$281K average
Assets Under Management
$813.5M

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$250

Location

1200 North Federal Highway, Suite 400, Boca Raton, FL, 33432

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2024
Customer Dispute
February 1987
Settled
Employment Separation After Allegations
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Allen is the President of Hegener Risk Management, where he works full-time on registered representative activities through New Bridge Securities. He also dedicates about 10-20% of his time to insurance analysis and sales of life, disability, and health insurance.

Employment History
Current Registrations
Nfsg Corporation
May 2021 - Present · 4 yrs 9 mos
Newbridge Securities Corporation
May 2021 - Present · 4 yrs 9 mos
Newbridge Securities CorporationBroker
May 2021 - Present · 4 yrs 9 mos
Previous Registrations
Kestra Advisory Services, LLC
June 2019 - March 2021 · 1 yr 9 mos
Kestra Investment Services, LLCBroker
April 2019 - March 2021 · 1 yr 11 mos
Stifel, Nicolaus & Company, Incorporated
September 2010 - April 2019 · 8 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2010 - April 2019 · 8 yrs 7 mos
Robert W. Baird & CO. Incorporated
February 2007 - September 2010 · 3 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
February 2007 - September 2010 · 3 yrs 7 mos
A. G. Edwards & Sons, INC.
July 1994 - February 2007 · 12 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
March 1987 - February 2007 · 19 yrs 11 mos
Prudential-Bache Securities INC.Broker
October 1984 - March 1987 · 2 yrs 5 mos
Integrated Resources Equity CorporationBroker
February 1984 - October 1984 · 8 mos
Nel Equity Services CorporationBroker
June 1983 - January 1984 · 7 mos
State Registrations7 states
CAFLGAMINCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.