Ralph Martinez is a registered investment advisor, based in Columbus, OH, with 42 years of industry experience.
Location
1900 Polaris Parkway, Suite 450, Columbus, OH, 43240
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ralph is a licensed insurance agent and may offer clients advice or products related to insurance. Clients should be aware of the potential conflict of interest due to commissions.
Employment History
Current Registrations
Omni Financial Securities, INC.Broker
December 2015 - Present · 10 yrs 4 mos
Sws Advisors, INC.
November 2015 - Present · 10 yrs 5 mos
Previous Registrations
Primesolutions Securities, INC.
January 2011 - November 2015 · 4 yrs 10 mos
Primesolutions Securities, INC.Broker
January 2011 - November 2015 · 4 yrs 10 mos
Amvest Securities, Incorporated
February 2000 - December 2010 · 10 yrs 10 mos
Amvest Securities, IncorporatedBroker
April 1990 - December 2010 · 20 yrs 8 mos
First American National Securities, INC.Broker
February 1984 - April 1990 · 6 yrs 2 mos
State Registrations7 states
CAFLILMINHOHPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.