James Sanford
James Sanford is a registered investment advisor at Huntleigh Advisors, INC., based in Cordova, TN, with 43 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,628 clients with $630M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $10.0M | 1.50% |
| $10M+ | 1.00% |
The annual fee and assets under management levels are negotiable based upon certain criteria.
Fee Estimator
Location
154 Timber Creek, Suite 1, Cordova, TN, 38018
Get directionsHistory
Regulatory History (2)
Regulatory
December 2000Customer Dispute
April 2000Other Business ActivitiesSells Insurance
James prepares tax returns for clients and conducts insurance sales through Preferred Services, a sole proprietorship. He is also a partner and manager in S B and S, LLC, a family partnership involved in farming and livestock.
Employment History
Current Registrations
Huntleigh Advisors, INC.
Huntleigh Securities CorporationBroker
Previous Registrations
Datatex Investment Services INC
K. W. Chambers & CO.Broker
PFS Investments INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.