Rix Smith
Rix Smith is a registered investment advisor at Calton & Associates, INC., based in Marble Falls, TX, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
1002 Marble Heights Dr., Ste 101, Marble Falls, TX, 78654
Get directionsHistory
Regulatory History (2)
Regulatory
December 2000Customer Dispute
November 1999Other Business Activities
Rix is the President/Director of Dominion Financial Services, Inc. He is also the Vice-President and on the board of directors of Channel View Condominiums, a partner in Deborah Marie and Company, LLC (owning two condominiums), and the President of GQO Investment Advisors, Inc.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Gqo Investment Advisors, INC.
Dominion Portfolio Management, INC.
Previous Registrations
Dominion Investor Services, INC.Broker
T.L. Reed Securities, INC.Broker
Underwood, Neuhaus & CO., IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
Schneider, Bernet & Hickman, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.