Paul Balog
Paul Balog is a registered investment advisor at Chelsea Advisory Services, INC, based in Lady Lake, FL, with 42 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 552 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Chelsea Advisory charges a percentage of your portfolio each year. The exact percentage is negotiated with each client, up to a maximum of 2%. Fees are paid quarterly. Some financial planning is included with investment management services. Chelsea Advisory recommends clients open brokerage accounts with their affiliate, Chelsea Financial, which has negotiated rates with Hilltop Securities. This arrangement means clients don't pay separately for advisory services, trade execution, or custody.
Location
Lady Lake, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul works as an insurance agent for Life Brokerage and Colonial Life, selling fixed annuities. He spends minimal time on Life Brokerage and about full-time on Colonial Life.
Employment History
Current Registrations
Chelsea Advisory Services, INC
Chelsea Financial Services
Chelsea Financial ServicesBroker
Previous Registrations
Foresters Equity Services, INC.
Foresters Equity Services, INC.Broker
Colorado Financial Service Corporation
Colorado Financial Service CorporationBroker
Brookstone Investment Advisory Services
Brookstone Securities, INC.Broker
Archer Alexander Securities Corporation
Archer Alexander Securities CorporationBroker
Nations Financial Group, INC.Broker
Archer Alexander Securities CorporationBroker
Invest Financial Corporation
Invest Financial CorporationBroker
New England SecuritiesBroker
H&r Block Financial Advisors, INC.Broker
Palm State Equities, INC.Broker
Multi-Financial Securities CorporationBroker
J. B. Hanauer & CO.Broker
Andrew Alen Securities, INC.Broker
Allied Capital Group, INC.Broker
J. W. Gant & Associates, INC.Broker
First American National Securities, INC.Broker
L. F. Rothschild & CO. IncorporatedBroker
Kashner Davidson Securities CorporationBroker
Dis-Com Securities, INC.Broker
Richardson Securities, INC.Broker
Donald Sheldon & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.