Alliant Securities provides investment advisory services, managing portfolios based on individual client needs and risk tolerance. They offer both discretionary and non-discretionary accounts, charging an asset-based fee. Portfolios may include equities, fixed income, and short-term instruments. The firm also acts as a broker-dealer and insurance agency, potentially creating conflicts of interest.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $1.5M | 0.75% |
| $1.5M+ | 0.50% |
The annual account fee for advisory services is negotiable and can be offered at lower rates than the above schedule depending upon the customers’ circumstances, level of account service required, type of account, investment experience, size of the account and other considerations. In certain cases other reduced fee arrangements such as a flat percentage on total assets or a fixed dollar amount per year might be appropriate and can be negotiated with your account Adviser Representative.