Regency Capital Management offers investment management services to individuals and institutions, including high net worth individuals, trusts, and retirement plans. Regency Capital Management manages investments on a discretionary basis, tailoring strategies to clients' financial circumstances, objectives, and risk tolerance. The firm also offers wealth management and consulting services for comprehensive financial planning and problem-solving.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 1.00% |
| $10.0M - $20.0M | 0.70% |
| $20M+ | 0.70% |
Fees are negotiable for amounts over $20,000,000 for Stock Portfolio, Global Stock Portfolio, Balanced + Diversified, and All-Weather Absolute Return strategies. IncomePlus strategy: 0.60% on the first $10,000,000, 0.50% on the next $10,000,000, and negotiable for amounts over $20,000,000. Cash Management: 0.20% on the first $25,000,000 and negotiable for amounts over $25,000,000. ETF-based accounts have different fee structures.