Theory Financial provides investment advisory services, including investment management and financial planning. They work with clients to identify their investment goals and create a portfolio strategy. Financial planning services are generally complimentary for investment management clients, except for complex situations. Theory acts as a fiduciary, always working in the client's best interest. Clients can make suggestions regarding their investments.
Assets Under Management$320M
Clients252
Advisors3
Avg. per Client$1.3M
Avg. per Advisor$110M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.99% |
| $250K - $750K | 0.85% |
| $750K - $1.5M | 0.75% |
| $1.5M - $3.0M | 0.65% |
| $3.0M - $5.0M | 0.55% |
| $5M+ | 0.50% |
Fees are negotiable. Accounts within the same household will be combined for a reduced fee. Less active accounts may receive more favorable pricing. Employees and their family related accounts are charged a reduced fee for services.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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