Assets Under Management
$140.2M
Number of Clients
402
Number of Advisors
5
Average Client AUM
$349K
AUM per Advisor
$28.0M
Compensation
Fixed/Hourly
SWAG provides financial planning, consulting, and investment management. They manage client portfolios through independent managers. The firm does not sell commissioned products, but its managing member is affiliated with entities that sell insurance products.
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $1.5M | 1.25% |
| $1.5M - $3.0M | 1.15% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $15.0M | 0.80% |
| $15M+ | 0.80% |
Fees negotiable above $15,000,000. The fee schedule is blended.
8667 Hall Road, Utica, MI, 48317