SWMG, LLC offers financial planning and investment management services. Financial planning includes comprehensive and modular options. Investment management is provided through third-party asset managers in unified managed accounts, using model portfolios of stocks, mutual funds, and ETFs. SWMG also offers financial education seminars and workshops. SWMG uses technology to enhance client services, including video conferencing and transcription tools, and utilizes foreign-based administrative support for non-advisory functions.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 0.95% |
Fee reduces by 0.05% for every additional $5 million invested until the minimum fee of 0.50% is reached. Fees may be negotiable. Client accounts at the custodian may also be charged for certain additional assets managed by SWMG but not held by the custodian (i.e., alternative investments, variable annuities, mutual funds, 401(k)s).