Richard W. Paul & Associates provides financial planning and investment management services. They create custom retirement income projections and investment portfolios based on each client's goals, risk tolerance, and income needs. They use actively and passively managed investments, and may recommend annuities. The firm's managing member has an affiliated insurance business, which presents a conflict of interest.
Assets Under Management$320M
Clients1,801
Advisors7
Avg. per Client$180K
Avg. per Advisor$46M
Fee Structure
Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.35% |
| $3.0M - $5.0M | 1.15% |
| $5M+ | 1.15% |
Fees are negotiable for accounts over $5,000,000. The firm also offers a passive strategy with lower fees: 1.0% on the first $1M, 0.80% from $1M-$3M, 0.60% from $3M-$5M, and negotiable over $5M.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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