Proctor Financial offers investment management and financial planning services, focusing on clients at or near retirement. They create customized investment plans based on clients' goals and actively manage investments in client accounts held at independent custodians. They also provide advice on financial planning matters, taxation, college funding, insurance, and estate planning. Tax preparation is offered as an additional service.
Assets Under Management$360M
Clients212
Advisors2
Avg. per Client$1.7M
Avg. per Advisor$180M
Fee Structure
Minimum Investment:$250K
Planning is included in investment management
Minimum Annual Fee:$3,750
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.5M | 1.00% |
| $1.5M - $2.5M | 0.88% |
| $2.5M - $7.5M | 0.76% |
| $7.5M - $10.0M | 0.64% |
| $10M+ | 0.50% |
Minimum annual fee applies: $12,500 for clients meeting with a principal, $3,750 for clients meeting with a non-owner advisor. Fees are not negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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