GEN Financial Management provides financial planning, asset allocation, estate planning, investment management, and retirement planning services. GEN tailors its services to each client's individual needs, starting with an initial consultation to gather financial data. An Investment Policy Statement is prepared to describe how the client's investments will be managed. Clients can impose restrictions on investing in certain securities. GEN uses model portfolios with some flexibility for client personalization and minimizes individual stock picking.
Assets Under Management$330M
Clients246
Advisors3
Avg. per Client$1.3M
Avg. per Advisor$110M
Fee Structure
Minimum Investment:$500K
Investment management only (planning not offered)
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.30% |
| $500K - $1.5M | 0.85% |
| $1.5M - $2.5M | 0.70% |
| $2.5M - $3.5M | 0.60% |
| $3.5M - $5.0M | 0.50% |
| $5.0M - $7.5M | 0.40% |
| $7.5M - $10.0M | 0.30% |
| $10M+ | 0.30% |
Fees are negotiable for accounts over $10,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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