John G. Ullman & Associates (JGUA) is a financial management firm that provides investment advice and financial planning. JGUA manages balanced portfolios based on clients' personal objectives and risk tolerance. They work with individuals, high net worth individuals, charities, foundations, endowments, trusts, and U.S. corporations. JGUA's investment advice covers a wide range of securities. They manage investments with the client's permission to make trades without asking first.
Assets Under Management$1.4B
Clients1,000
Advisors23
Avg. per Client$1.4M
Avg. per Advisor$59M
Fee Structure
Minimum Investment:$250K
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $3.0M | 1.50% |
| $3.0M - $4.0M | 1.25% |
| $4.0M - $5.0M | 1.13% |
| $5.0M - $12.0M | 1.00% |
| $12.0M - $15.0M | 0.76% |
| $15.0M - $20.0M | 0.68% |
| $20.0M - $25.0M | 0.60% |
| $25M+ | 0.55% |
The minimum fee and rate may be reduced for nonprofit organizations or other special situations. Fees are not negotiable. Maximum annual fee for the first $12 million is $120,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
23 Advisors at this firm
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