Assets Under Management
$1.4B
Number of Clients
1,000
Number of Advisors
19
Average Client AUM
$1.4M
AUM per Advisor
$71.6M
Compensation
Fee-Only (AUM)
John G. Ullman & Associates, Inc. (JGUA) offers discretionary investment advice and financial planning services. They manage balanced portfolios based on client objectives and risk tolerance. JGUA recommends securities based on fundamental and technical analysis. As of December 31, 2024, JGUA had over $1.2 billion in assets under management.
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $3.0M | 1.50% |
| $3.0M - $4.0M | 1.25% |
| $4.0M - $5.0M | 1.13% |
| $5.0M - $12.0M | 1.00% |
| $12.0M - $15.0M | 0.76% |
| $15.0M - $20.0M | 0.68% |
| $20.0M - $25.0M | 0.60% |
| $25M+ | 0.55% |
Maximum annual fee for the first twelve million of Net Assets under management, of one hundred twenty thousand dollars in any contract year. The minimum fee and rate may be reduced for nonprofit organizations or other special situations. Fees are not negotiable.
343 Daniel Zenker Drive, Horseheads, NY, 14845