James Baer is a registered investment advisor at Uhlmann Investment Management, L.L.C., based in Chicago, IL, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 456 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.75% |
| $2.0M - $3.0M | 1.50% |
| $3.0M - $4.0M | 1.25% |
| $4M+ | 1.00% |
UIM may negotiate its fee or exclude certain investments from the fee calculation at its discretion.
Fee Estimator
Location
141 W. Jackson Blvd., Suite 1340A, Chicago, IL, 60604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a Finra Arbitrator since 2016 and the President of Uhlmann Investment Management, an SEC Registered Investment Advisor, since 2001. He spends a few hours per week on investment advisor services and minimal time during trading hours.
Employment History
Current Registrations
Uhlmann Investment Management, L.L.C.
Uhlmann Price Securities, LLCBroker
Previous Registrations
Atrium Trading, INCBroker
Alternative Investment Services, LLCBroker
Swiss Financial Securities, INC.Broker
State Registrations51 states
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