RC
RC

Roger Ashton Carter

46 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
266 clients
Average Client Portfolio
$16.8M average
Assets Under Management
$4.5B

Fee Structure

Financial Planning:Included in AUM fee
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Location

2795 E Cottonwood Pkwy, Suite 600, Salt Lake City, UT, 84121

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Roger is a general partner in Grass Valley Ranch LLC since 1992 and an owner of B Bar K Cascade Ranch LLC since 2006, dedicating a few hours per week to each. He also serves as co-trustee for the Betty Knoebel Charitable Trust and is a committee member for the Knoebel Estate Trusts, spending a few hours per week on each.

Employment History
Current Registrations
Sepio Capital, LP
May 2017 - Present · 8 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2008 - May 2017 · 9 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2008 - May 2017 · 9 yrs 1 mo
Morgan Stanley & CO. Incorporated
April 2001 - April 2008 · 7 yrs
Morgan Stanley & CO. IncorporatedBroker
April 2001 - April 2008 · 7 yrs
Goldman, Sachs & CO.Broker
November 1979 - April 2001 · 21 yrs 5 mos
State Registrations1 state
UT
Advisor
Exams
No exam information available for this advisor.