Lawrence Herold is a CFA-designated registered investment advisor, based in New York, NY, with 46 years of industry experience.
Location
845 Third Avene Suite 1703, New York, NY, 10022-7513
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Regulatory History (1)
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Regulatory
September 2002Final
Other Business ActivitiesSells Insurance
Lawrence is 40%+ owner, President, Director, CEO, COO, CCO, and Chief Legal Officer of Herold Advisors, Inc., dedicating about 10-20% of his time. He also owns 50% of Herold Insurance Agency, Inc. and serves as Chairman of the Board and Secretary, spending minimal time on this.
Employment History
Current Registrations
Herold & Lantern Investments, INC.Broker
November 2020 - Present · 5 yrs 5 mos
Herold Advisors, INC.
October 2020 - Present · 5 yrs 6 mos
Previous Registrations
Charles Jordan & CO., LLCBroker
March 1994 - September 2017 · 23 yrs 6 mos
Bernard Herold & CO., INC.Broker
December 1984 - June 1999 · 14 yrs 6 mos
Bernard Herold & CO., INC.Broker
August 1979 - November 2020 · 41 yrs 3 mos
State Registrations21 states
AZCACOCTDCDEFLILMAMDMIMNNCNJNYOHPASCTXVAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.