TrueAdvisor
TrueAdvisor
LH
CFA
LH
CFA

Lawrence Stephen Herold

Herold Advisors, INC.
46 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Herold Advisors, INC.
Compensation
Fee-Only (AUM)
Firm Size
11 advisors
Number of Clients
523 clients
Average Client Portfolio
$936K average
Assets Under Management
$489.7M

Fee Structure

Financial Planning:Investment management only

Location

845 Third Avene Suite 1703, New York, NY, 10022-7513

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2002
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Lawrence is 40%+ owner, President, Director, CEO, COO, CCO, and Chief Legal Officer of Herold Advisors, Inc., dedicating about 10-20% of his time. He also owns 50% of Herold Insurance Agency, Inc. and serves as Chairman of the Board and Secretary, spending minimal time on this.

Employment History
Current Registrations
Herold & Lantern Investments, INC.Broker
November 2020 - Present · 5 yrs 3 mos
Herold Advisors, INC.
October 2020 - Present · 5 yrs 4 mos
Previous Registrations
Charles Jordan & CO., LLCBroker
March 1994 - September 2017 · 23 yrs 6 mos
Bernard Herold & CO., INC.Broker
December 1984 - June 1999 · 14 yrs 6 mos
Bernard Herold & CO., INC.Broker
August 1979 - November 2020 · 41 yrs 3 mos
State Registrations20 states
AZCACOCTDCFLILMAMDMIMNNCNJNYOHPASCTXVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.